Regulatory Compliance and Protection of Investors and Consumers

Regulatory Compliance and Protection of Investors and Consumers

Scenario: Your solar panel manufacturing and installation company, Solar Co. Inc., is in the process of “going public,” has underwritten its Initial Public Offering (IPO), and filed its registration statement with the U.S. Securities and Exchange Commission. Your current executive team has asked you to create a plan ensuring compliance with a variety of regulations that will apply to Solar Co. as the company goes public and continues to expand.

Write a discussion in no more than 175 words about each of the four federal agencies listed above in which you:

Explain the role and function of the agency.
Identify at least two significant regulations enforced by each agency relevant to Solar Co.’s business (totaling eight regulations).
Provide recommendations for Solar Co. to ensure compliance with each of the regulations including specific action items to be taken by employees and management.

Regulatory Compliance and Protection of Investors and Consumers

 

Sample Solution

 

S My paper investigations the effects of uber games on the delicate intensity of the BRICS, which represents Brazil, Russia, India, China and South Africa. Facilitating of these uber games allows nations to upgrade their open tact and to fortify their position in the universal framework. As per Maurice Roche a super game occasion is a ‘huge scale social (counting business and games) which have a sensational character, mass famous intrigue and global essentialness’ (Mega-occasions and advancement 2000) A significant number of the BRICS nations have prevailing in the offering procedure for facilitating the different Mega games like the World cup or the acclaimed Olympic games, this has changed the outlook of the individuals that solitary created nations can host such occasions, and therefore implying the rise of new world forces. Creating nations are promptly accepting up this open door of facilitating super games. There is incredible challenge between every one of the nations, regard Regulatory Compliance and Protection of Investors and Consumers less of whether created or creating nations for facilitating these uber games. It very well may be obviously observed that facilitating these uber games gives the host nation various advantages and chance to extend its exercises from a territorial level to a worldwide stage, and in this way upgrade its picture in the global situation. The fundamental highlights of facilitating super game occasions are its capacity to pull in crowd from everywhere throughout the world and its financial effect on the hosts, enabling the host country to extend pictures of its way of life and social association through these occasions notwithstanding its political and monetary force. The expense of facilitating, sorting out and setting up different imperatives of a uber game can be truly elevated, however its gives the host of feature its capacity in the worldwide situation and furthermore inspire its worldwide picture. Numerous BRICS nations have facilitated various super games, for instance the mid year Olympics in Moscow in 1980, the 2008 summer Olympics in Beijing, 1950 FIFA World cup in Brazil and the 2014 FIFA World cup in Brazil. Indeed, even India facilitated the ward games in 20 Regulatory Compliance and Protection of Investors and Consumers 10. It tends to be unmistakably observed that each BRICS countries has facilitated in any event one of these super games over the most recent ten years. This is demonstrates the inclinations moving from the G-7 countries which incorporates the Canada, France, Germany, Italy, Japan, the United Kingdom and the United States to the five BRICS nations. As indicated by me facilitating these uber sport-occasions like the Olympics and the Football World cup has positive effects on the delicate forces of a nation. To show this we first need to comprehend what delicate force is. Nye characterized delicate force as ‘the capacity to get what you need through fascination as opposed to through intimidation.’ He additionally noticed that delicate force ‘could be created through relations with partners, financial help, and social trades.’ He contended this would bring about ‘an increasingly great general feeling and validity abroad.’ Nye states that force is the capacity to impact the conduct of others to achieve the results one needs. Delicate force is not the same as hard force; hard force is the utilization of military and financial may to make others change their position, while delicate force mostly worried about changing the assessment of different states by influence and fascination. (Tysha Bohorquez, 2005). As indicated by Nye, culture, establishments and qualities are more significant in keeping up interstate relations instead of the utilization of military force. Along these lines the primary thought of utilizing delicate force is in its capacity to dazzle the individuals of different countries utilizing its social qualities instead of coercive powers.it is additionally imperative to take note of that Nye pushed the utilization of both delicate power and hard force one next to the other. A mix of the two will be an ideal technique of any country The BRICS countries by facilitating worldwide games, they can show the world that they are too acknowledge and follow general standards an Regulatory Compliance and Protection of Investors and Consumers d by doing so they can improve they worldwide picture, depicting reasonable play and furthermore by following the global standard will improve their status. In this manner by facilitating these uber occasions they can impact their picture in the brains of different countries and subsequently use it as a conciliatory arrangement to improve their worldwide picture. As Qobo has referenced this is a decent method to improve their picture as the local states of the all the BRICS countries, specifically Brazil, Russia , China, India and South Africa are not exceptionally engaging accordingly by facilitating these uber games they can attempt to expand their delicate force capacity. (M Qobo, 2013) It is additionally critical to not unreasonably super game occasions like the Olympics and the FIFA World Cup and enormous scale occasions and have a huge crowd everywhere throughout the world in this manner it is a colossal stage for these BRICS countries to utilize it for expanding the worldwide effect of their delicate powers.it is likewise essential to not excessively facilitating these occasions isn’t the main thing that will enable a country to improve its delicate powers yet in addition various different variables. In any case, facilitating a uber sport-occasion can decidedly affect the delicate forces of a country.>

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